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News You Can Use

FINRA and SEC Announce 2017 Exam Priorities


OCC Updates Retirement Plan Handbook


J.D. Power and Associates Releases 2016 U.S. Small Business Banking Satisfaction Study


J.D. Power and Associates Releases 2017 Full Service Investor Satisfaction Study


J.D. Power and Associates Releases 2016 Retail Banking Satisfaction Study


J.D. Power and Associates Releases 2016 Financial Advisor Satisfaction Study


FDIC Issues Consumer Alert on Market Linked CDs


Sales Quality Group Launches Online Branch Audit Services


FINRA Survey Identifies Consumer Financial IQ By State

The FINRA Investor Education Foundation recently completed a massive survey of 28,000+ consumers nationwide to help identify Consumer Financial IQ by State. More...

 

 

Strategic Alliances

Kehrer-Bielan

Kehrer-Bielan is the leading provider of information and consulting services on financial institutions as financial services stores. The firm's original studies of sales penetration, profitability, compensation, and compliance have helped many banks, savings associations, and credit unions benchmark their investment sales program performance and understand the key drivers of success. The firm also works with insurers, investment companies, securities firms, technology providers, and marketing organizations on the development of strategies for bank distribution. More...


The Educated Investor

The Educated Investor, together with its publisher Precision Information, LLC, is a leading provider of interactive financial education products to financial services firms and individual investors. Precision Investment's customers benefit from the company´s proprietary database of more than 8000 articles, tutorials, definitions, and quiz questions. The company has been successful in providing financial educational experiences to millions of people worldwide, and over 200 financial service firms. Such industry leaders as Ameritrade, Morningstar, Intuit, and New York Life rely on Precision Information to provide accurate, reliable, unbiased, engaging and easy-to-use NASD-compliant material through web and software applications. More...


Westgroup Research

Westgroup Research is a full service market research company headquartered in Phoenix, Arizona. As Arizona’s original and largest research firm, they have a proud history of working with most key government and corporate entities in Arizona since 1959. During the past 20 years, they have become the Southwest’s largest full service market research firm, serving clients across the nation. More...


Strategic Compliance & Governance

Strategic Compliance & Governance works closely with clients in all sectors of financial services to develop compliance strategies in response to changing markets and industry structures. They assist their clients in translating these strategies to the client's everyday practices, resulting in implementable plans for corporate success and long-term prosperity. More...